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Finance Commission
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#	Item
81	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-26 09:09:48 Economy Finance Money Financial markets Stock market 73rd United States Congress U.S. Securities and Exchange Commission BATS Global Markets Securities Exchange Act Futures contract Direct Edge Securities regulation in the United States
82	Independent Accountants’ Report on Applying Agreed-Upon Procedures Related to An Entity’s Claim of Exclusion from Membership in SIPC To the Directors of ______________________________ Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-05-06 15:57:45 Economy Finance United States securities law Self-regulatory organizations Investment Securities Investor Protection Corporation Corporate crime U.S. Securities and Exchange Commission
83	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-17 13:03:51 Economy Finance Financial markets Money Direct Edge Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Schedule TO Market data
84	POVERTY MONITORING AND POLICY SUPPORT UNIT SOCIETY, MP MADHYA PRADESH STATE PLANNING COMMISSION (MPSPC) GOVERNMENT OF MADHYA PRADESH TENDER NOTICE “REQUEST FOR PROPOSAL” Add to Reading List Source URL: mpplanningcommission.gov.in Language: English - Date: 2014-10-15 08:00:53 Economy Finance Banking Financial inclusion Microfinance Poverty
85	Regulatory Considerations for SEC Registered Municipal Advisors By Matthew C. Boba A Add to Reading List Source URL: www.chapman.com Language: English - Date: 2016-07-28 12:30:08 Economy Finance Money Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Registered Investment Adviser Municipal bond Financial adviser DoddFrank Wall Street Reform and Consumer Protection Act Electronic Municipal Market Access Financial Industry Regulatory Authority
86	Microsoft Word - EuroIRP SEC 28e response_2005doc Add to Reading List Source URL: www.euroirp.com Language: English - Date: 2007-04-17 11:23:01 Economy Financial services Finance Money Soft dollar Financial Services Authority Broker-dealer Commission sharing agreement RSRCHXchange
87	NASAA MODEL NOTICE FILING RULE FOR REGULATION A-TIER 2 OFFERINGS Adopted May 15, 2016* Note: The text of the model rule set forth below is intended to provide model language that states may adopt to require notice filing Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-05-26 12:00:00 U.S. Securities and Exchange Commission United States securities law SEC filings Economy 73rd United States Congress Finance New Deal Crowdfunding Regulation A Securities Act Security Regulation S-K
88	FLOOD CONTROL OR RECOVERY PROJECT BENEFIT SUMMARY NORTH DAKOTA STATE WATER COMMISSION PLANNING AND EDUCATION DIVISION SFNThe following information will be used as part of the agency’s project planning, Add to Reading List Source URL: www.swc.state.nd.us Language: English - Date: 2016-01-25 14:31:27 Project management Economy Costs Costbenefit analysis Public finance Business Analysis
89	CLIENT MEMORANDUM CFTC PROVIDES TEMPORARY REGISTRATION RELIEF FOR FUND OF FUND MANAGERS The Commodity Futures Trading Commission has issued temporary registration relief to Add to Reading List Source URL: www.willkie.com Language: English - Date: 2013-08-09 05:44:29 Commodity markets Economy Finance Money Commodity pool operator Commodity Futures Trading Commission Commodity trading advisor Willkie Commodity pool Futures contract
90	Microsoft Word - OKCoin_Announcement_6docx Add to Reading List Source URL: www.teraexchange.com Language: English - Date: 2016-06-28 10:05:56 Economy Finance Money Cryptocurrencies Alternative currencies Self-regulatory organizations Systemic risk Commodity Futures Trading Commission Bitcoin Swap Execution Facility Nadex Derivative

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